Fast New EM-type Algorithms with Applications in Astrophysics

Submitted to The Astrophysical Journal

David A. van Dyk
Department of Statistics, Harvard University, Cambridge, MA 02138, U.S.A.

The Richardson-Lucy algorithm has long been a popular tool for restoring degraded images obtained, for example, with CCD detectors. This algorithm is actually a special case of the EM algorithm, a well known method in the statistics literature, which is popular for numerically stable model fitting while accounting for missing data or latent model structure. The two-fold objective of this paper is first to introduce the EM algorithm and its many recent extensions and improvements and second to illustrate a number of new astrophysical applications of EM-type algorithms for robust chi square fitting, (penalized) maximum likelihood estimation, and the computation of Bayesian posterior modes. The recent extensions to the EM algorithm aim to extend its wide range of applications and to reduce required computational time. We show that these extensions can significantly improve the convergence rate of an EM algorithm for likelihood-based inference in a new class of spectral models which allow for high-resolution low-count Poisson data. These models will soon be available in the Chandra Interactive Analysis of Observations (CIAO) software and account for absorption of photons, a continuum, several line profiles, stochastic instrument response, and background contamination. In particular, our method for handling background counts is integrated into a model for the observed counts, thus avoiding the need for ad hoc solutions such as subtracting off counts and the embarrassing resulting difficulty of negative counts. This spectral model is especially useful with low-count per bin images as are expected from the new generation of high-resolution space observatories such as the Chandra X-Ray Observatory, XMM, Constellation X, GLAST, etc. This application of EM not only demonstrates the power of EM to handle highly structured hierarchical models, but also illustrates how EM-type algorithms can be used to solve outstanding problems in astrophysics.

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